Partner
Attorney at Law (Germany), Auditor, IT-Auditor IDW, Certified Sustainability Assurance Expert
Audit of Compliance and Risk Management Systems
Whether it's corruption prevention, sanction lists, or risk management – the audit of compliance and risk management systems shows how well companies are positioned. The focus is on structures, processes, and the lived corporate culture. The goal is to identify risks early and build trust in the organization.
Our Philosophy
An effective GRC system is a central component of good business conduct today. It creates transparency, reduces risks, and strengthens stakeholder trust. However, every company faces individual challenges – whether in the implementation, further development, or auditing of existing structures.
Our interdisciplinary teams of GRC specialists, auditors, IT experts, tax advisors, and lawyers provide you with holistic support. With sound industry expertise, a deep understanding of regulatory requirements, and a practical perspective on processes and systems, we develop tailor-made solutions together with you – efficiently, sustainably, and future-oriented.
Our services
Skip SectionAudit of Compliance Management Systems
The compliance with laws and internal guidelines is indispensable for your sustainable corporate success. Our team of experts supports you in developing and implementing a robust Compliance Management System (CMS). With our comprehensive audit according to the IDW Auditing Standard 980, we ensure that your CMS is optimally designed, appropriately structured, and effective in practice.
3-Stage Approach to CMS Audit
- Stage 1: Conceptual Audit of the CMS
- Stage 2: Audit of CMS Appropriateness
- Stage 3: Audit of CMS Effectiveness
Markus Mainka-Klein
Partner
Attorney at Law (Germany), Auditor, IT-Auditor IDW, Certified Sustainability Assurance Expert
Audit of Risk Management Systems
In an increasingly complex and disruptive world, risks must be identified, assessed, and managed early. We lead the way for you and audit your existing system according to IDW PS 981 for appropriateness and effectiveness. The objective of the audit is to assess the extent to which the company through the RMS can actually identify, assess, manage, and monitor the various risks. For companies that are systematizing or expanding their actions for the first time, an appropriateness audit – i.e., a project-accompanying audit of the risk management system by the auditor – can be useful.
Our focus areas
- Audit of the RMS according to IDW PS 981 by assessing the defined targets for the identification, assessment, management, and monitoring of risks
- Project-accompanying audit of the RMS (IDW PS 981, Sec. 24) for reviewing the appropriateness of the RMS during its creation
RÖDL pCbCR Governance Suite
The RÖDL pCbCR Governance Suite supports companies in securely, structuredly, and technically correctly preparing and disclosing their income tax information report. With modular components, we create process reliability, dependable content, and EU-compliant publication throughout the entire pCbCR.
Reporting Trends & Solutions
Your update from auditing: Relevant insights on Audit, Reporting, ESG, GRC, Deals, Digital Transformation, Cybersecurity & Co. – compact, solution-oriented, and from a single source.